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Interact CardioVasc Thorac Surg 2008;7:1044-1048. doi:10.1510/icvts.2008.184192
© 2008 European Association of Cardio-Thoracic Surgery

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Institutional report - Pulmonary

Cytologically malignant margin without continuous pulmonary tumor lesion: cases of wedge resection, segmentectomy and lobectomy

Noriyoshi Sawabataa,*, Youko Karubea, Hideo Umezua, Motohiko Tamuraa, Norio Sekia, Hiromi Ishihamaa, Koichi Honmab and Shinichiro Miyoshia

a Department of Cardio-Thoracic Surgery, Dokkyo Medical University School of Medicine, Japan
b Department of Pathology, Dokkyo Medical University School of Medicine, Japan

Received 21 May 2008; received in revised form 14 August 2008; accepted 15 August 2008

Corresponding author. Department of General Thoracic Surgery, Osaka University Graduate School of Medicine, Yamadaoka 2-2 (L-5), Suita-city, Osaka, 565-0871, Japan. Fax: +81-6-6879-3164.

E-mail address: nsawabata{at}hotmail.com (N. Sawabata).


    Abstract
 Top
 Abstract
 1. Introduction
 2. Materials and methods
 3. Results
 4. Discussion
 References
 
The surgical margin is usually investigated during the operation using a pathological method, though cytological methods are also used to identify remaining malignant cells. We reviewed cases of pulmonary resection for a malignant tumor. At our institution, an on-site surgical margin examination using a cytological method is mandated for cases of wedge resection and segmentectomy, and an option in lobectomy cases. We examined 21 wedge resection (3 primary lung cancer, 18 metastasis), 17 segmentectomy (13 primary lung cancer, 4 metastasis), and 4 lobectomy (all primarily lung cancer) cases. Six cases showed malignant cells in the surgical margin, of which one had a microscopic skip lesion pattern and five an ‘occult’ pattern (positive cytology, negative pathology). Cytological malignancy occurred even in cases of wedge resection of a tiny (4 mm in diameter) lesion metastasized from colon cancer, as well as segmentectomy with a sufficient gross margin containing microscopic skip lesions and right middle lobectomy with an additional right upper lobectomy due to two previous cytological malignancies in a residual lobe. Surgical margin cytology revealed remaining malignancy in the residual lobe, which provided important information for deciding additional procedures during surgery.

Key Words: Lung cancer; Metastasis; Surgical margin; Cytology; Pathology


    1. Introduction
 Top
 Abstract
 1. Introduction
 2. Materials and methods
 3. Results
 4. Discussion
 References
 
Surgical margin recurrence can be predicted from results of a cyto-pathological examination of the margin. The parenchyma margin can be diagnosed for the presence of a continuous lesion from the original tumor. However, there are some cases in which the parenchyma margin is revealed to be pathologically malignant negative and cytologically malignant positive, and recurrence is possible in the cytological positive region [1, 2]. Therefore, analysis of such malignancy is crucial before making a treatment strategy. We conducted a retrospective observation of patients with pulmonary malignant tumors who underwent wedge resection, segmentectomy and lobectomy procedures.


    2. Materials and methods
 Top
 Abstract
 1. Introduction
 2. Materials and methods
 3. Results
 4. Discussion
 References
 
We analyzed cases of malignant tumors that were resected surgically at Dokkyo Medical University Hospital between April 2006 and February 2007. In our institution, a surgical margin cytology examination is mandatory in cases of wedge resection and segmentectomy, while it is optional in lobectomy cases. During the study period, there were 21 cases treated by wedge resection (3 primary lung cancer, 18 metastasis; 8 males; median age 60 years, range 28–75 years), 17 cases treated by segmentectomy (13 primary lung cancer, 4 metastasis; 9 males; median age 67 years, range 55–75 years), and 144 cases treated by lobectomy (142 primary lung cancer, 2 metastasis; 82 males; median age 72 years, range 46–83 years). Only four of the lobectomy cases underwent a margin cytology examination, whereas all that underwent wedge resection or a segmentectomy received that examination. We carried out cytologic examination at the dividing line in cases of inter-lobular adhesion or incomplete fissure with shorter margin distance than the size of the tumor. Using this criterion, only four cases were carried out by cytological examination.

In the excision cases, tumor location was classified using a method presented by Lewis et al. in 1992 [3] as located in a difficult to resect region (Large ovoid surface: LOS, deep in the fissure: DIF and basal: BA) or an easily resectable region (apex: AP, edge: ED and lingual: LI) (Fig. 1). The tumor size and minimum distance from the surgical margin to the tumor were measured on site using the method of Sawabata et al. [4]. In brief, the distance from the tumor to margin was measured using a cross-section of the lesion, without removing the staples. Furthermore, the pattern of stapling was classified into three types (Fig. 2); totally stapled (type A), partially stapled (type B-1: central stapling, or type B-2: side stapling), and totally unstapled (type C).


Figure 1
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Fig. 1. Location classification of tumors in excision cases. The tumor locations can be classified into 2 regions according to the difficulty of resection followed by the concept of Lewis et al. [5]. The apex (AP), edge (ED), and lingual (LI) belong to the difficult to resect group of regions (dotted circles), while the deep in the fissure (DIF), large ovoid surface (LOS), and base of the lung (BA) regions are considered to be easily resectable (closed circles).

 

Figure 2
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Fig. 2. Stapling methods. The methods used for stapling can be classified into 3 types according to the stapler application technique. Type A, whole area stapling. Type B-1, partial stapling in the proximal area. Type B-2, partial stapling in the central area. Type 3, no stapling. The broken line illustrates the staple line. The dotted area shows a cut surface without stapling.

 
Two types of cell extraction from the margin were employed. In one of the techniques, a glass slide was run across the surgical margin to extract cells, with the cells on the side of the slide spread over onto another glass slide, after which the samples were stained and examined (run-across method) [4, 5]. In the other method, which has recently become available, the tissue at the surgical margin was extracted by use of a spatula (Micro-Spatula 300, AS-ONE co. Osaka, Japan), then collected in heparinized normal saline in a spit tube and spread onto a glass-slide by an automatic smear machine. Thereafter, the following steps were the same as those of the run-across method. As a rule, the cytological examinations were carried out as quickly as possible. It takes approximately 10 min using the slide technique and 30 min using the saline spit tube technique.


    3. Results
 Top
 Abstract
 1. Introduction
 2. Materials and methods
 3. Results
 4. Discussion
 References
 
The backgrounds of the tumors and results of cyto-pathological diagnoses by the stapling method are summarized in Table 1. A tumor excision was carried out using video-assisted thoracic surgery (VATS), as such 13 patients with a lesion located difficult to resect underwent wedge resection. In addition, VATS was not an option for segmentectomy or lobectomy, thus the number of VATS cases was only 21.


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Table 1 Details of resected tumors that underwent margin cytology examinations by type of resection

 
There were six cases with cytologically malignant positive surgical margins. Of those, five cases were so-called ‘occult’, that is, no pathological malignancy was revealed in the margin. In the other case, the margin was sufficient grossly, however, there were some microscopic skip lesions around the tumor as well as in the resected residual lobe.

Results of additional analyses of the cytological positive malignant margin cases are shown in Table 2. In the lung cancer cases, the distance from the tumor to the margin was smaller than the size of the tumor. None had a continuous lesion pattern, while one had a skip lesion pattern and five had ‘occult’ lesion patterns (4 stapled sites and 1 unstapled site). For example, case 2 was an ‘occult’ lesion pattern of a tiny lesion (Fig. 3), case 4, a segmentectomy case, had a sufficient gross margin containing microscopic skip lesions (Fig. 4), and case 5, which underwent a right middle lobectomy with an additional right upper lobectomy conducted twice due to cytological malignancy in the residual lobe, had an ‘occult’ lesion pattern (Fig. 5).


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Table 2 Cases with malignant positive surgical margin cytology findings

 

Figure 3
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Fig. 3. Case 2. Wedge resection of tiny lesion. (a) Tiny (0.4 cm) lesion in the right upper lobe was suspected to be metastasis from colon cancer. (b) The lesion was excised using an electric cauterization technique (type C) with a margin distance of 0.5 cm. (c) The face of the remaining right upper lobe was curetted using a spatula. (d) Cytology findings revealed clustered malignant cells.

 

Figure 4
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Fig. 4. Case 4. Segmentectomy with sufficient gross margin distance. (a) An undiagnosed lesion in the apex region of the left lower lobe. (b) First, a segmentectomy was carried out after needle aspiration cytology of the lesion, which revealed squamous cell lung cancer. (c) Margin cytology findings of the cut surface revealed clustered malignant cells in the specimen from the residual left lower lobe. (d) The resected remaining left lower lobe had a microscopic skip lesion metastasized from the original tumor.

 

Figure 5
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Fig. 5. Case 5. Lobectomy with partial resection of neighboring lobe. (a) No malignant cells were found in the stapled surgical margin of the lower lobe (dotted line), whereas there were two instances of positive findings for the upper lobe (bold line). (b) Results of the final cytological examination of the residual upper lobe indicated malignant positive. (c) The tumor was located within the right middle lobe (p 1). (d) No malignant cells or tissues were found in sections of the additional partial resection specimen in a histological examination.

 

    4. Discussion
 Top
 Abstract
 1. Introduction
 2. Materials and methods
 3. Results
 4. Discussion
 References
 
Loco-regional recurrences following resection of pulmonary malignant tumors vary in regard to their location, such as the surgical margin, residual lobe, mediastinal lymph node, and pleural space, as well as other regions. However, more than the others, surgical margin recurrence is thought to depend considerably on the technical capability of the surgeon, because residual lesions could be removed by resection of additional tissues if presented. Goldstein et al. reported microscopic malignant lesions in the stapled margin of cases that underwent excision of pulmonary adenocarcinomas [6]. In those cases, all staples were removed from the pulmonary tissue in order to make an accurate diagnosis of the margin. However, cytological diagnostic findings occasionally differ from pathological results if such a detailed method is not employed [1, 2, 4, 5, 7].

A cytological malignant margin can be classified into three types; continuous lesion, skip lesion, and ‘occult’ lesion, the latter of which is associated with pathological examination findings that reveal no evidence of malignancy in the margin. The present case 4 is a representative skip lesion case. In that case, frozen section pathological diagnosis might have detected malignancy if performed. However, it is sometimes difficult to obtain stable tissue from low and soft areas of the lung. On the other hand, with a cytological method, extraction of tissue samples from the margin can be performed with ease. In the present case 2, tissue samples were easily collected from the cut surface of the residual lobe with a spatula. In addition, case 5 may be an example of ‘occult’ malignancy, which may occur when malignant cells spread through the lymphatics.

In cases with a malignant positive margin, additional resection of the residual lung should be mandated, because the ratio of surgical margin recurrence is 50% if margin cytological or morphological results are positive and no additional resection is performed (Table 3) [1, 2, 8]. Although those results were obtained from limited resection cases, a cytological malignant positive surgical margin may be a predictive factor for surgical margin recurrence in cases that undergo a segmentectomy or lobectomy.


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Table 3 Rates of surgical margin relapse for cytological or morphological malignant margins

 
The distance from the surgical margin to the tumor is crucial to obtain a malignant free surgical margin. Previously, we found that the distance from the tumor to the margin to obtain a malignant negative margin was greater than the diameter of the tumor in a study of excised tumors [7], which was recently confirmed in a study of segmentectomy cases by Schuchert et al. [9]. Thus, a tiny lesion may provide a sufficient distance at the surgical margin. However, margin cytology is useful to detect remaining malignant cells in cases of tiny lesions, such as the present case 2.

The clinical significance of a cytological malignant margin for a lung tumor must be proven in a prospective study. Presently, a prospective phase III clinical trial is being conducted by the American College of Surgeons Oncology Group (ACSOG Z4032), who are investigating the clinical significance of brachytherapy at the surgical margin in cases of limited resection of non-small cell lung cancer in compromised patients [10]. Stump cytology of the surgical margin is mandatory in that trial. Thus, it is anticipated that the clinical significance of margin cytology will be revealed in the near future.

To remove a malignant tumor, complete resection is crucial to avoid recurrence and surgical margin recurrence may be avoided when the operator is skillful. As shown in the present study, margin cytology can reveal remaining malignancy, thus providing important information for surgeons to consider additional options, even in cases of tiny lesions, as well as in those that undergo a segmentectomy with a grossly sufficient margin distance or a lobectomy with division between the lobes.


    References
 Top
 Abstract
 1. Introduction
 2. Materials and methods
 3. Results
 4. Discussion
 References
 

  1. Sawabata N, Matsumura A, Ohota M, Maeda H, Hirano H, Nakagawa K, Matsuda H. Cytologically malignant margins of wedge resected stage I non-small cell lung cancer. Ann Thorac Surg 2002;74:1953–1957.[Abstract/Free Full Text]
  2. Higashiyama M, Kodama K, Takami K, Higaki N, Nakayama T, Yokouchi H. Intraoperative lavage cytologic analysis of surgical margins in patients undergoing limited surgery for lung cancer. J Thorac Cardiovasc Surg 2003;125:101–107.[Abstract/Free Full Text]
  3. Lewis RJ, Caccavale RJ, Sisler GE, Mackenzie JW. Video-assisted thoracic surgical resection of malignant lung tumors. J Thorac Cardiovasc Surg 1992;104:1679–1685.[Abstract]
  4. Sawabata N, Takeda SI, Inoue M, Tokunaga T, Koma M, Maeda H. Spread of malignant cells in the surgical margin with stapled excision of lung cancer: comparison of aggressive clump and less traumatic jaw closure type staplers. Thorac Cardiovasc Surg 2006;54:418–424.[CrossRef][Medline]
  5. Sawabata N, Mori T, Iuchi K, Maeda H, Ohta M, Kuwahara O. Cytologic examination of surgical margin of excised malignant pulmonary tumor: methods and early results. J Thorac Cardiovasc Surg 1999;117:618–619.[Free Full Text]
  6. Goldstein NS, Ferkowicz M, Kestin L, Chmielewski GW, Welsh RJ. Wedge resection margin distances and residual adenocarcinoma in lobectomy specimens. Am J Clin Pathol 2003;120:720–724.[Abstract/Free Full Text]
  7. Sawabata N, Ohta M, Matsumura A, Nakagawa K, Hirano H, Maeda H, Matsuda H. Thoracic Surgery Study Group of Osaka University. Optimal distance of malignant negative margin in excision of nonsmall cell lung cancer: a multicenter prospective study. Ann Thorac Surg 2004;77:415–420.[Abstract/Free Full Text]
  8. Masasyesva BG, Tong BC, Brock MV, Pilkington T, Goldenberg D, Sidransky D, Harden S, Westra WH, Califano J. Molecular margin analysis predicts local recurrence after sublobar resection of lung cancer. Int J Cancer 2005;113:1022–1025.[CrossRef][Medline]
  9. Schuchert MJ, Pettiford BL, Keeley S, D'Amato TA, Kilic A, Close J, Pennathur A, Santos R, Fernando HC, Landreneau JR, Luketich JD, Landreneau RJ. Anatomic segmentectomy in the treatment of stage I non-small cell lung cancer. Ann Thorac Surg 2007;84:926–932.[Abstract/Free Full Text]
  10. Smith RP, Schuchert M, Komanduri K, Burton S, Heron DE, Luketich JD, d'Amato T, Landreneau R. Dosimetric evaluation of radiation exposure during I-125 vicryl mesh implants:implications for ACOSOG z4032. Ann Surg Oncol 2007;14:3610–3613.[CrossRef][Medline]




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